V1, 7/18/05
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Governance and Planning
It is evident that substantial effort has gone into optimally structuring the fiscal
governance system of the program. It has been designed to be an affiliation of equals with
all institutions serving as primes. The purpose was to establish a system where no
infighting would occur and that funds could be distributed efficiently and equitably,
with maximum flexibility. It appears that the goals of this objective have been met and
the program is to be commended for that effort. This structure of fiscal distribution of
funds appears viable and allows for the fiscal tracking and accountability needed for the
consortium to operate efficiently. It also allows for the transparency.
However, fiscal governance is not program governance. SEACOOS is in need of a master
plan as well as a five year strategic plan which is reviewed semi annually and updated
each year as the market as well as the technology changes. This rolling plan must be
accompanied by a family of implementation plans which execute the vision put forward
in the strategic plan.
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It is critical that a long term financial management strategy (not internal fiscal
management) be developed and put in place which reflects the changing colors of
money as a program progresses from a research program to an operational entity. This
plan will incorporate timelines to aid in the transition from a sole funding source to
several funding sources needed to sustain the operation (i.e. Federal research funding
agencies to Federal applied agencies, to State and Local applied agencies to private sector
and even venture capital if appropriate). This needs to be accompanied by a plan to
market the outyear funding sources NOW. All potential funding sources should be at
the table in the planning phases of the operation to ensure that they have had enough lead
time to procure the funds required (i.e. get it into their out year budget requests) when
their participation is expected.
SEACOOS should revisit its Project management plans and conform to the project
management software which has been developed and tailored with program funds for the
tracking and accountability of the project. It is not sufficient to say that some participants
wont use the software. Possibly providing them with the help of a translator to aid in
the entry of their activities into the system might prove helpful. Creating documents such
as action lists and issues list, often on a weekly basis, can detect problems when they
arise and provide solutions before major program disruptions occur.
Observations and Modeling
The overall observing system goal is to develop and maintain the in situ and remote
measurement components of a prototype Regional Coastal Ocean Observing System
(RCOOS) for the Southeast United States. It is important that it is consistent with the
national IOOS strategy. The relevant core objectives are to deploy modern scientific in
situ measurement and remote sensing systems that augment the national backbone, to
evaluate emerging measurement technologies in test beds, and to distribute measurement-